TY - JOUR
T1 - Ethical considerations in ending exploratory brain-computer interface research studies in locked-in syndrome
AU - Klein, Eran
AU - Peters, Betts
AU - Higger, Matt
N1 - Funding Information:
KLEIN ERAN Eran Klein, M.D., Ph.D., is Assistant Professor, in the Department of Neurology, at Oregon Health and Science University; Staff Neurologist in the Portland Veterans Administration Health Care System, Portland, Oregon; and Affiliate Assistant Professor in the Department of Philosophy and Center for Sensorimotor Neural Engineering, University of Washington, Seattle, Washington. PETERS BETTS Betts Peters, M.A., C.C.C.-S.L.P., is Research Associate in the Institute on Development & Disability , Oregon Health and Science University (OHSU), Portland, Oregon. HIGGER MATT Matt Higger, Ph.D., is a Postdoctoral Research Fellow, Psychiatry Neuroimaging Laboratory, Harvard Medical School and Brigham and Women’s Hospital, Boston, Massachusetts. We are grateful to the research participant pair who worked with us on this project. This work was funded by National Institutes of Health (NIH) grant #2R01DC009834-06A1, National Institute on Disability, Independent Living, and Rehabilitation Research (NIDILRR) grant #90RE5017, and NSF #EEC 1028725, and NIH-5T32MH016259-38. 10 09 2018 10 2018 27 4
Publisher Copyright:
© 2018 Cambridge University Press.
PY - 2018
Y1 - 2018
N2 - Brain-computer interface (BCI) is a promising technology for restoring communication in individuals with locked-in syndrome (LIS). BCI technology offers a potential tool for individuals with impaired or absent means of effective communication to use brain activity to control an output device such as a computer keyboard. Exploratory studies of BCI devices for communication in people with LIS are underway. Research with individuals with LIS presents not only technological challenges, but ethical challenges as well. Whereas recent attention has been focused on ethical issues that arise at the initiation of studies, such as how to obtain valid consent, relatively little attention has been given to issues at the conclusion of studies. BCI research in LIS highlights one such challenge: How to decide when an exploratory BCI research study should end. In this article, we present the case of an individual with presumed LIS enrolled in an exploratory BCI study. We consider whether two common ethical frameworks for stopping randomized clinical trials-equipoise and nonexploitation-can be usefully applied to elucidating researcher obligations to end exploratory BCI research. We argue that neither framework is a good fit for exploratory BCI research. Instead, we apply recent work on clinician-researcher fiduciary obligations and in turn offer some preliminary recommendations for BCI researchers on how to end exploratory BCI studies.
AB - Brain-computer interface (BCI) is a promising technology for restoring communication in individuals with locked-in syndrome (LIS). BCI technology offers a potential tool for individuals with impaired or absent means of effective communication to use brain activity to control an output device such as a computer keyboard. Exploratory studies of BCI devices for communication in people with LIS are underway. Research with individuals with LIS presents not only technological challenges, but ethical challenges as well. Whereas recent attention has been focused on ethical issues that arise at the initiation of studies, such as how to obtain valid consent, relatively little attention has been given to issues at the conclusion of studies. BCI research in LIS highlights one such challenge: How to decide when an exploratory BCI research study should end. In this article, we present the case of an individual with presumed LIS enrolled in an exploratory BCI study. We consider whether two common ethical frameworks for stopping randomized clinical trials-equipoise and nonexploitation-can be usefully applied to elucidating researcher obligations to end exploratory BCI research. We argue that neither framework is a good fit for exploratory BCI research. Instead, we apply recent work on clinician-researcher fiduciary obligations and in turn offer some preliminary recommendations for BCI researchers on how to end exploratory BCI studies.
KW - Brain-computer interface (BCI)
KW - exploratory research
KW - locked-in syndrome (LIS)
KW - randomized clinical trials
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U2 - 10.1017/S0963180118000154
DO - 10.1017/S0963180118000154
M3 - Article
C2 - 30198467
AN - SCOPUS:85060075837
SN - 0963-1801
VL - 27
SP - 660
EP - 674
JO - Cambridge Quarterly of Healthcare Ethics
JF - Cambridge Quarterly of Healthcare Ethics
IS - 4
ER -